Proposal would set 70% margin rate for structured products
Regulators are weighing options for the future of the self-regulatory framework
The deadline for dealers to nominate candidates is March 12
The number of do-it-yourself accounts surged last year
The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation
Regulators pledge action against market manipulation
Reforms developed for industry were rejected in a public consultation
The SRO offered hardship exemptions from certain rules for much of 2020
Extra fees didn't do much to alter behaviour, the SRO found
Risk of harm to disciplined rep outweighs risk to public, regulator finds