Company: Investment Industry Regulatory Organization of Canada

1219 results found

The number of do-it-yourself accounts surged last year

  • By: IE Staff
  • February 10, 2021 February 10, 2021
  • 15:59

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

Businessman standing in front of the panel with financial statistics

Regulators pledge action against market manipulation

Reforms developed for industry were rejected in a public consultation

rules and regulations

The SRO offered hardship exemptions from certain rules for much of 2020

Extra fees didn't do much to alter behaviour, the SRO found

Risk of harm to disciplined rep outweighs risk to public, regulator finds

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

Biennial exercise will be coordinated with U.S. industry test

A New Brunswick court has overturned a tribunal's finding that an IIROC proceeding was unfair

SRO seeks volunteers with crypto experience for working group