Global RESP Corp. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 10 Mar 2020 18:51:56 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Global RESP Corp. – Investment Executive https://www.investmentexecutive.com 32 32 OSC imposes permanent ban on Sam Bouji https://www.investmentexecutive.com/news/from-the-regulators/osc-imposes-permanent-ban-on-sam-bouji/ Tue, 10 Mar 2020 16:53:46 +0000 https://www.investmentexecutive.com/?p=396566 Global RESP Corp. to surrender its registration in settlement of case that dates back to 2014

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]]> Global RESP fined for failing to comply with previous settlement https://www.investmentexecutive.com/news/from-the-regulators/global-resp-fined-for-failing-to-comply-with-previous-settlement/ Fri, 25 May 2018 21:30:28 +0000 https://www.investmentexecutive.com/?p=350620 The firm failed to implement any policies or procedures designed to ensure founder Sam Bouji did not act as an officer of the firm

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]]> Compliance failures at heart of Global RESP chairwoman’s rejected UDP application https://www.investmentexecutive.com/news/from-the-regulators/compliance-failures-at-heart-of-global-resp-chairwomans-rejected-udp-application/ Thu, 26 Oct 2017 00:50:00 +0000 https://avatar.investmentexecutive.com/uncategorized/compliance-failures-at-heart-of-global-resp-chairwomans-rejected-udp-application/ Hanane Bouji’s conduct “is inconsistent with what is expected from an individual seeking to become a UDP,” according to an OSC hearing panel’s decision

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]]> OSC rejects Hanane Bouji’s application to serve as Global RESP firms’ UDP https://www.investmentexecutive.com/news/from-the-regulators/osc-rejects-hanane-boujis-application-to-serve-as-global-resp-firms-udp/ Mon, 26 Jun 2017 19:45:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-rejects-hanane-boujis-application-to-serve-as-global-resp-firms-udp/ The regulator is concerned that Bouji’s father, who has been banned, remains actively involved in the businesses

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]]> OSC cannot revisit terms of regulatory enforcement order https://www.investmentexecutive.com/news/from-the-regulators/osc-cannot-revisit-terms-of-regulatory-enforcement-order/ Wed, 03 May 2017 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-cannot-revisit-terms-of-regulatory-enforcement-order/ Hearing panel rules against application from Global RESP and Global Growth Assets, whose UDP was suspended in an earlier proceeding

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]]> OSC settles with Global RESP and officers https://www.investmentexecutive.com/news/from-the-regulators/osc-settles-with-global-resp-and-officers/ Wed, 16 Apr 2014 21:40:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-settles-with-global-resp-and-officers/ Scholarship plan dealer CEO, Issam El-Bouji, ordered to disgorge almost $2 million

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