Global Maxfin Investments Inc. – Investment Executive

Tribunal rejects rep’s appeal of CIRO rulings

jameslangton — Thu, 24 Oct 2024 22:03:53 +0000

Acts in furtherance of a trade violated securities rules

jameslangton — Tue, 19 Mar 2024 20:39:44 +0000

Ban, fine of $300K follow repeat episode of unapproved outside business activity

jameslangton — Wed, 13 Oct 2021 21:52:00 +0000

IIROC panel found rep secretly compensated clients, misled investigators

Alan — Thu, 27 Aug 2015 18:10:00 +0000

The industry veteran had joined the firm earlier this year, on Jan. 5, replacing founder and chairman Sam Bouji

Alan — Wed, 17 Jun 2015 22:00:00 +0000

Owner Issam El-Bouji to pay fine of $25,000 plus costs

Alan — Thu, 08 Jan 2015 22:40:00 +0000

James Beattie to lead full-service investment dealer. David Prestwich appointed CEO, Global RESP Corp. and Global Growth Assets Inc.

noelja — Tue, 14 Sep 2010 17:41:00 +0000

Independent advisors offered new RDSP solution

Jean-Marc Jutras — Tue, 20 Oct 2009 15:33:00 +0000

Purchase of Australian giant’s Canadian operation will bolster Global Maxfin’s presence in the West and triple its AUM

noelja — Mon, 28 Sep 2009 14:01:00 +0000

Deal will boost Global’s advisor count to over 250