FundEX Investments Inc. – Investment Executive

FundEX merges with Investia

gregdalgetty — Mon, 05 Jul 2021 15:22:16 +0000

Both firms now operate under the Investia banner

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MFDA settles with FundEX for supervisory shortcomings

jameslangton — Fri, 13 Sep 2019 21:19:36 +0000

The firm will pay a $250,000 fine and $50,000 in costs

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MFDA fines two firms $100,000

Alan — Wed, 01 Feb 2012 19:00:00 +0000

FundEX and Investia ordered to implement leverage review action plans

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FundEX refuses OBSI recommendation

Alan — Tue, 11 Oct 2011 16:33:00 +0000

Dispute resolution service calls on fund dealer to compensate couple in connection with off-book investment

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IA completes FundTrade’s amalgamation with FundEX

noelja — Fri, 01 Sep 2006 16:00:00 +0000

New FundEX to have over 450 reps, $9 billion in AUA

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Industrial Alliance acquires FundTrade

noelja — Tue, 27 Jun 2006 14:17:00 +0000

IA will integrate brokerage into FundEX Investments

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Industrial Alliance fine-tunes strategy

Jean-Marc Jutras — Wed, 30 Mar 2005 18:20:00 +0000

Executives at quebec City-based Industrial Alliance Insurance and Financial Services Inc. have added another building block to the geographically diversified wealth-management business it has been building over the past five years.In a deal announced March 3, the firm’s wholly owned subsidiary, Industrial Alliance Securities Inc., acquired the business of Toronto-based full-service securities broker KingsGate Securities […]

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U.S. economic expansion continues

noelja — Wed, 27 Oct 2004 19:30:00 +0000

But Beige Book notes growth held back by higher energy costs, business spending

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Planners say breaking up is getting easier to do — includes chart

Jean-Marc Jutras — Mon, 31 May 2004 19:30:00 +0000

Most firms becoming more co-operative when planners decide it’s time to part company; IG still blocks client transfers

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Industrial Alliance to increase stake in FundEX

noelja — Wed, 10 Sep 2003 13:10:00 +0000

Insurer on drive to become major distributor of mutual funds

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