Home FundEX Investments Inc.

Company: FundEX Investments Inc.

13 results found

Both firms now operate under the Investia banner

  • By: IE Staff
  • July 5, 2021 July 5, 2021
  • 11:22

The firm will pay a $250,000 fine and $50,000 in costs

FundEX and Investia ordered to implement leverage review action plans

  • By: IE Staff
  • February 1, 2012 February 1, 2012
  • 14:00

Dispute resolution service calls on fund dealer to compensate couple in connection with off-book investment

New FundEX to have over 450 reps, $9 billion in AUA

  • By: IE Staff
  • September 1, 2006 September 1, 2006
  • 11:00

IA will integrate brokerage into FundEX Investments

  • By: IE Staff
  • June 27, 2006 June 27, 2006
  • 09:17

Executives at quebec City-based Industrial Alliance Insurance and Financial Services Inc. have added another building block to the geographically diversified wealth-management business it has been building over the past five years.In a deal announced March 3, the firm’s wholly owned subsidiary, Industrial Alliance Securities Inc., acquired the business of Toronto-based full-service securities broker KingsGate Securities […]

  • By: Al Emid
  • March 30, 2005 March 30, 2005
  • 13:20

But Beige Book notes growth held back by higher energy costs, business spending

Most firms becoming more co-operative when planners decide it’s time to part company; IG still blocks client transfers

Insurer on drive to become major distributor of mutual funds

  • By: IE Staff
  • September 10, 2003 September 10, 2003
  • 08:10