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Company: First Leaside Group

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The expulsion follows a 10-year suspension of the firm

The commission set aside the decisions of an IIROC hearing panel and substituted its own decisions

Although a hearing panel found Michael Sutton had no intent to violate the rules, it ruled that he failed to ensure proprietary funds were priced properly

Phillips and Wilson sold securities without first disclosing auditor’s report

IIROC panel orders $2.7 million in sanctions

Carnwath withdraws from panel amid allegations of bias

Allegations against Phillips and Wilson mount

Hearing scheduled for February 2013

Hearing scheduled for June 25

Exemptions from securities law do not apply to David Phillips, OSC says