Company: Financial Services Regulatory Authority of Ontario

145 results found

Regulator proposes guidance on enhancing enforcement transparency

The guidance details administrators' fiduciary duties, including addressing conflicts

  • By: IE Staff
  • July 28, 2021 July 28, 2021
  • 12:56

The model sets out how costs will be shared among credentialing bodies

Amid concerns about consumer harm, the regulator has backed away from a plan to allow incentives

The proposed $40-million deal requires approval at a July 30 court hearing

announcement

Joanne De Laurentiis will succeed Bryan Davies, effective June 28

  • By: IE Staff
  • June 25, 2021 June 25, 2021
  • 14:15

The regulator is proposing new governance, capital and liquidity requirements

The regulator maintains the LLQP likely won't meet the standard for "financial advisor"

woman with laptop

The event forms part of the consultation on the revised proposal for regulating advisor titles

The provincial regulator has set out its priorities and budgets for the next three years