Company: Financial Services Regulatory Authority of Ontario

145 results found

The Ontario regulator is reviewing how well complaints are addressed

  • By: IE Staff
  • December 23, 2021 December 23, 2021
  • 12:01
advisor-client meeting

The new rule will come into force following ministerial approval

  • By: IE Staff
  • December 21, 2021 December 21, 2021
  • 14:14

The regulator met or exceeded service targets for 76% of its standards in Q2, yet hurdles remain

  • By: IE Staff
  • December 10, 2021 December 10, 2021
  • 13:24
Modern office building close up in sunlight

FSRA issues guidance on credit unions' market conduct frameworks

young client meeting with advisor

The regulator is consulting on new title guidance until Dec. 13

The Ontario regulator also provided a plain-language guide for plan members and spouses

  • By: IE Staff
  • November 10, 2021 November 10, 2021
  • 12:36

New guidance confirms that auto-enrolment mechanisms are permitted

Total cost reporting for seg funds as well as title regulation are on the docket for fiscal 2022–23

  • By: IE Staff
  • October 8, 2021 October 8, 2021
  • 13:52

FSRA's consultation also includes insurers' related obligations to ensure agent suitability

  • By: IE Staff
  • September 9, 2021 September 10, 2021
  • 15:12
rules and regulations

One weak area was application processing for prospective mortgage brokers and insurance agents

  • By: Katie Keir
  • August 30, 2021 August 30, 2021
  • 15:37