Company: Financial Services Regulatory Authority of Ontario

145 results found
Bond counselling

The regulator intends to be a credentialing body under the province's title protection regime

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: IE Staff
  • March 9, 2023 March 9, 2023
  • 13:35
vintage microphones

Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance

  • By: Katie Keir
  • January 27, 2023 January 27, 2023
  • 14:38

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

Entrance to Financial Services Regulatory Authority of Ontario

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

The new self-regulatory organization is considering its role in the evolving regime

Financial Services Regulatory Authority of Ontario logo

Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

Judge's gavel with magnifying glass on black.

The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes

  • By: IE Staff
  • October 25, 2022 October 25, 2022
  • 11:32
Financial Services Regulatory Authority of Ontario logo

Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review