Company: Financial Services Regulatory Authority of Ontario

145 results found
Hand stopping dominos

Agent deemed unsuitable after deceiving regulators about continuing education

A monitor must review the selling practices of the MGAs that recruit and supervise agents selling ivari’s products

Doing Homework

Regulator follows CISRO, FSRA with tougher exam administration policy

Magnifying glass

Proposal would require seg fund disclosure of embedded costs

Queen's park, Ontario

Proposed appointment still needs to be confirmed by legislative committee

Entrance to Financial Services Regulatory Authority of Ontario

Ontario court allows bid for judicial review of enforcement practices

Entrance to Financial Services Regulatory Authority of Ontario

Regulator suspends firm and agents amid alleged misconduct

Entrance to Financial Services Regulatory Authority of Ontario

Provincial regulator is attempting to identify hidden risks and set a baseline for business practices

Hand putting Coins in glass jar with retro alarm clock for time to money saving for retirement

Almost 200,000 pension plan members in Ontario have lost track of their plans, regulator says

Cheater

Regulator adopts tougher penalties for cheating, restrictions on rewriting