Financial Services Regulatory Authority of Ontario – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 13 Nov 2024 18:06:50 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Services Regulatory Authority of Ontario – Investment Executive https://www.investmentexecutive.com 32 32 Ontario consults on new pension payout option https://www.investmentexecutive.com/news/from-the-regulators/ontario-consults-on-new-pension-payout-option/ Wed, 13 Nov 2024 18:06:50 +0000 https://www.investmentexecutive.com/?p=496654 Consultation seeks feedback on framework for variable life benefits

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]]> Ontario promises MGA licensing https://www.investmentexecutive.com/news/from-the-regulators/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC asked to review OM exemption, beneficial ownership registry being examined

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]]> Court grants leave for class action against FSRA https://www.investmentexecutive.com/news/from-the-regulators/court-grants-leave-for-class-action-against-fsra/ Wed, 09 Oct 2024 17:10:00 +0000 https://www.investmentexecutive.com/?p=494325 Investor alleges PACE securities sold without required disclosure while under FSRA administration

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]]> OSC enforcement summonses coming to your inbox https://www.investmentexecutive.com/news/from-the-regulators/osc-enforcement-summonses-coming-to-your-inbox/ Wed, 04 Sep 2024 16:09:18 +0000 https://www.investmentexecutive.com/?p=492085 Government proposes easing service requirements for investigative notices

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]]> Court upholds FSRA enforcement policy https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-fsra-enforcement-policy/ Wed, 14 Aug 2024 19:42:08 +0000 https://www.investmentexecutive.com/?p=491128 Guidance on publishing allegations is reasonable, court finds

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]]> Ontario proposes new MGA regulation https://www.investmentexecutive.com/news/from-the-regulators/ontario-proposes-new-mga-regulation/ Fri, 26 Jul 2024 20:16:18 +0000 https://www.investmentexecutive.com/?p=490101 New regime aims to enhance consumer protection, set industry standards

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]]> Ontario proposes new pension solvency test https://www.investmentexecutive.com/news/from-the-regulators/ontario-proposes-new-pension-solvency-test/ Thu, 18 Jul 2024 18:55:31 +0000 https://www.investmentexecutive.com/?p=489592 Finance seeks funding test for plans that have been exempt

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]]> LLQP exam fees going up next month in Ontario https://www.investmentexecutive.com/news/from-the-regulators/llqp-exam-fees-going-up-next-month-in-ontario/ Wed, 17 Jul 2024 20:30:25 +0000 https://www.investmentexecutive.com/?p=489526 FSRA says higher fees due to rising technology, business costs

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]]> FSRA names interim CEO https://www.investmentexecutive.com/news/people/fsra-names-interim-ceo/ Fri, 05 Jul 2024 16:45:42 +0000 https://www.investmentexecutive.com/?p=488876 Stephen Power will take over after Mark White steps down later this month

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]]> FSRA review finds compliance with seg fund DSC ban https://www.investmentexecutive.com/news/from-the-regulators/fsra-review-finds-compliance-with-seg-fund-dsc-ban/ Mon, 24 Jun 2024 20:24:32 +0000 https://www.investmentexecutive.com/?p=488346 Regulator reviewed 54 information filings from 14 insurers

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