Company: Financial Services Authority

213 results found

New UK regulator will be more willing to intervene in retail markets

Regulators will be able to share information more freely

Financial crisis highlighted need for change

More than 2,500 firms to be covered by regulatory code

Legislation to create new regulatory authorities expected in the current Parliamentary session

Regulator willing to intervene to protect consumers

Tripartite regulation made rapid decision-making made nearly impossible by tripartite regulation

Financial Services Authority to be replaced with new conduct regulator

Firm failed to segregate billions of dollars of its clients’ money for nearly seven years

FSA reviewing whether it needs to make changes to its existing rules on complaint handling