Systems were not up to the level customers are entitled to expect
Extensive discussions on all aspects of high-frequency trading
Britain’s FSA is considering more intrusive measures
He will work with FSA to prepare for the transition to the new regulatory structure
Interventions could include banning products or prohibiting the sale of certain products to specific groups of customers
FSA hits Barclays with record fine
RBS, Natwest settle with Financial Services Authority
The UK’s Financial Services Authority is defending its plans to reform regulation in the retail investment business.In a letter to the chair of the Commons Treasury Committee, FSA chief executive Hector Sants defends the regulator’s plan to reform retail regulation, including its plans to increase advisor proficiency requirements, do away with embedded commissions, and require […]
Bank made a series of ‘bad decisions’
UK regulator releases firm specific complaints data