Company: Financial Services Authority

213 results found

Financial Conduct Authority to replace Financial Services Authority

Proposed changes designed to bolster investor protection

Regulator says David Einhorn and his hedge fund Greenlight Capital had inside information on Punch Taverns fundraising

Regulator cities recruitment, training and supervision of sales agents

Report describes why the FSA concluded that there was not sufficient evidence to bring enforcement action against Royal Bank of Scotland management

New guidance for non-executive directors of financial firms aims to assist them in understanding their role

NHFA subsidiary sold unsuitable investments to elderly customers

The Canadian firm is still appealing the decision and fine

FSA says traded life policy investments are high risk, toxic products that are generally unsuitable for the majority of retail investors and should not be promoted to them

Review finds weaknesses remain in the way firms are designing and approving structured products, increasing the risk to consumers