Company: Financial Services Authority

213 results found

Identifying and protecting client money should be at the top of every firm’s agenda, says UK regulator

Changes would limit losses to certain clients when an investment firm fails

Clients being sold products they don’t need due to industry compensation schemes

FSA proposes ban on marketing “Unregulated Collective Investment Schemes” to retail investors

British regulator notes that the total size of funds it surveyed remains modest in most markets

Committee calls on the FSA to continue investigating other banks for possible LIBOR-rigging

Former investment banker, wife to pay $2.4 million

FSA’s proposed changes to the FSCS funding model aim to offer firms more certainty in the level of fees they pay

FSA extends sales probe to seven more banks‎

FSA secures court order against Sinaloa Gold