Company: Financial Services Authority

213 results found

Average time now about 11 months, down from 16 months

U.S. and British securities regulators are teaming up to sanction Royal Dutch Shell for massively overstating its proven reserves.The U.S. Securities and Exchange Commission and Britain’s Financial Services Authority announced Tuesday settlement of an enforcement action against Royal Dutch Petroleum Co. and The Shell Transport and Trading Co. plc, in connection with their overstatement of […]

  • By: IE Staff
  • August 24, 2004 August 24, 2004
  • 13:31

Britain’s Financial Services Authority says its latest research shows that retail financial firms fall short in their efforts to give retail clients a fair deal.In a pilot study, the FSA reviewed the procedures of six of the largest retail groups in Britain at various stages of the product life cycle. It found that: senior managers […]

British regulator acknowledges need to act faster

Britain’s FSA sets up hotline for complaints about financial products

FSA annual report looks at various jurisdictions

Consumers to have access to low-charge risk-controlled financial products

Standardized data must now be included in ads referring to past performance

  • By: IE Staff
  • June 1, 2004 June 1, 2004
  • 13:10

Firms required to implement policies by July 1

  • By: IE Staff
  • March 22, 2004 March 22, 2004
  • 10:55

Smarter consumers could bring less regulation

  • By: IE Staff
  • September 24, 2003 September 24, 2003
  • 10:45