Industry practices have begun to change
Britain’s FSA is encouraging providers to design their products with greater care, provide better information
Corporate finance, institutional fund management and investment and pension advice incurred the highest incremental regulatory costs
UK regulator outlines what foreign ownership of London Stock Exchange may mean
58% of survey respondents had fallen victim to the scam by purchasing worthless shares
Regulator to extend rage of retail investment products to include hedge funds
Discussion paper presents four options
Study suggests the effectiveness of visible enforcement action
Regulators agree to exchange confidential supervisory information
The UK’s Financial Services Authority published its Financial Risk Outlook report today, highlighting oil prices, the U.S. dollar and global demand as the biggest macro risks it sees, but the financial industry faces a slew of specific risks of its own, too.The FSA’s central assumption for macroeconomic conditions for the next 12-18 months is that […]