Company: Financial Services Authority

213 results found

First time a private bank has been fined for weaknesses in its anti-fraud systems

FSA sets further deadline of December 2008

  • By: IE Staff
  • May 8, 2007 May 8, 2007
  • 09:35

U.S., UK regulators sign protocol for sharing information on application of IFRS

The UK’s Financial Services Authority published a paper today setting out its current thinking on its move towards a more-principles-based regulatory regime. The paper accompanies a conference also being held today at which FSA senior management, financial services industry leaders and other interested parties debate the challenges and opportunities presented by a move away from […]

Proposals would introduce retail-oriented oriented funds of alternative investment funds

The UK’s Financial Services Authority published a paper, which examines the recent growth in investment in commodity markets, concluding that markets have changed significantly, creating new issues which need to be understood.The paper notes that the recent growth in commodity markets with record prices, high volatility, and the high returns to be gained have attracted […]

  • By: IE Staff
  • March 26, 2007 March 26, 2007
  • 11:10

Proposed reforms designed to make system more robust and sustainable

Regulator to publish paper on possible rule changes in June

Analyst offer fund managers preview of research

Proposed controls mitigate conflicts of interest in valuation process