Company: Financial Services Authority

213 results found

Paper sets out new structure in which securities subject to higher standards will be more clearly separated from directive minimum standards

  • By: IE Staff
  • January 14, 2008 January 14, 2008
  • 13:10

The UK’s Financial Services Authority is urging lenders to protect themselves against a possible worsening of liquidity and credit risks. Speaking at the Council of Mortgage Lenders Annual Conference, Clive Briault, retail managing director of the FSA, said, “There is a very real prospect that conditions will worsen further into next year, in terms of […]

  • By: IE Staff
  • December 4, 2007 December 4, 2007
  • 11:45

FSA bans fixed income trader from carrying out regulated activities

FSA consultation paper paper proposes two alternative approaches to securing greater disclosure

Decision to provide support reflects difficulty firm has had in accessing longer-term funding

FSA says change is an important step in the move towards principles-based regulation

Sants succeeds Tiner

Division would split fee-based advisors as “independent”

Market abuse and conflicts of interest will remain key areas of regulatory focus, FSA says

  • By: IE Staff
  • June 11, 2007 June 11, 2007
  • 08:10

FSA releases policy statement on Conduct of Business rules