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Company: Financial Industry Regulatory Authority

386 results found
Piggy bank and coins on blue background

Fee increase to be phased in over five years, bring projected revenues in line with expenses

Phone finances

SRO considers modernizing rules amid market, investor evolution

Two businesswoman using virtual reality glasses at new office to enter the metaverse stock photo

SRO examines industry's foray into virtual worlds

right or wrong choice

SRO curbs exemptions, toughens firms' approval requirements

Judge's gavel with magnifying glass on black.

Trader engaged in widespread spoofing, authorities alleged

Solar system

Guarding against the emerging threat to encryption will be a long, costly venture, rating agency says

Bitcoin

Much of the industry's involvement may be outside the SRO's perimeter

Organization launches pilot program to allow remote supervision

Solar system

U.S. SRO highlights regulatory implications

Investors were duped with promises of crypto trading returns