Company: Financial Conduct Authority

381 results found

U.K. regulator gives compliance extension to some firms, threatens others with enforcement

client meeting

FCA says there's work to be done in terms of ensuring value and enhancing competition

Old and new sign

Margins, profits to be squeezed as consumer protections boosted

social media

Regulator revises industry guidance on social media usage amid rising risks

Review finds widespread failings in asset managers' practices and governance

The facade of the Royal Exchange in the City of London

Regulator proposes consolidated tape, other reforms to boost markets

ESG concept

Voluntary code aims to bolster investor decision-making with enhanced transparency

new rules

Rules aim to expand availability of risky, illiquid investment funds

Conflicts, transparency, targets in sustainability-linked loans all raise questions

factory

Securities regulators to review final standards as implementation challenge looms