Company: Financial Conduct Authority

373 results found

FCA fined, banned Jes Staley for misleading the regulator over relationship with disgraced financier

diversity

The proposals include guidance for firms to take action against bullying and sexual harassment

U.K. regulator gives compliance extension to some firms, threatens others with enforcement

client meeting

FCA says there's work to be done in terms of ensuring value and enhancing competition

Old and new sign

Margins, profits to be squeezed as consumer protections boosted

social media

Regulator revises industry guidance on social media usage amid rising risks

Review finds widespread failings in asset managers' practices and governance

The facade of the Royal Exchange in the City of London

Regulator proposes consolidated tape, other reforms to boost markets

ESG concept

Voluntary code aims to bolster investor decision-making with enhanced transparency

new rules

Rules aim to expand availability of risky, illiquid investment funds