Although financial services firms are aware of the risks that accompany inside information, they need to do more to ensure the risks are handled properly
Although some firms have made progress in establishing client suitability in recent years, other firms need to make substantial improvements
U.K. regulators are trying to prompt consumers to shop around for insurance through a behavioural “nudge”
Financial regulators in the U.K. are considering whether small business clients should be treated more like retail customers
U.K. consultation paper calls for feedback on supporting new technology to help financial firms meet their regulatory obligations
The study will aim to understand exactly how asset managers compete to deliver value
The goal is to enhance financial services innovation
Kweku Adoboli was convicted in 2012 of two counts of fraud
Proposed bill would extend principle to all sectors of the financial services industry
Companies would have to present a whistleblowing report every year