The deal will enable regulators to share information about innovations in their respective markets
Operators should be doing more to identify and manage conflicts of interests
The Financial Conduct Authority seeks to encourage innovation and to help identify opportunities for the adoption of new technologies
Regulators must consider wider interventions to improve consumer outcomes, U.K. paper concludes
The group will pursue three of the recommendations of the U.K. Financial Advice Market Review
Retirees report a sharp rise in the volume of unsolicited investment calls
The goal is to support innovation and promote competition in the interests of consumers
Hospitality events are likely to create conflicts of interest and result in firms not acting in their customers’ best interests
Over longer time periods, researchers did find patterns that are consistent with HFTs anticipating the order flow of non-HFTs
Arif Hussein is disputing the U.K. regulator’s decision