Company: Financial Conduct Authority

397 results found

Ruling confirms that illegal trading in contracts for difference constitutes market abuse, FCA says

Proposals are intended to ensure that the commissions investment managers pay for executing trades are fairer and more transparent

Proposals would give them additional voting rights and greater influence

UK regulator calla for greater transparency in asset management sector

FCA proposing to revise trules to ensure investors must be informed of risks, and be able to withstand possible losses

FCA to announce when firms are under investigation

British regulator finds serious problems with customer complaint handling decisions at two thirds of firms reviewed

UK regulator finds evidence some firms undermining rules to eliminate commission bias

Wealth management division fined £1.8 million for suitability failings

UK's regulators aim to ensure financial markets are working well for consumers