British regulator finds serious problems with customer complaint handling decisions at two thirds of firms reviewed
UK regulator finds evidence some firms undermining rules to eliminate commission bias
Wealth management division fined £1.8 million for suitability failings
UK's regulators aim to ensure financial markets are working well for consumers
Advisors re-entering the market in the wake of Retail Distribution Review
Report examines how British advisors have implemented RDR requirements
Royal Bank of Scotland fined £5.62 million for incorrectly reporting 44.8 million transactions
Financial Conduct Authority levies first fine under new penalty regime
Under new FCA rules certain products will generally be restricted to sophisticated investors and high net worth individuals
UK regulator goes live with SMARTS