Company: Financial Conduct Authority

373 results found

Under new FCA rules certain products will generally be restricted to sophisticated investors and high net worth individuals

UK regulator goes live with SMARTS

Nearly half of borrowers whose mortgages mature by 2020 are likely to face a shortfall: FCA

The FCA plans to use behavioural economics to enhance regulation by understanding the mistakes that clients of financial services make

FCA publishes new rules that will require investors explicitly pay for platform services

Bank’s lax anti-money laundering controls result in fine from British regulators

FCA wants to understand the sorts of mistakes financial consumers make, and how firms respond to these mistakes

Financial Conduct Authority now responsible for firms’ conduct

FCA says it will be much more proactive than the FSA

The separation of prudential regulation from conduct regulation means will mean that banks, building societies, insurers and major investment firms will have two groups of supervisors