Company: Financial Conduct Authority

373 results found

FCA proposing to revise trules to ensure investors must be informed of risks, and be able to withstand possible losses

FCA to announce when firms are under investigation

British regulator finds serious problems with customer complaint handling decisions at two thirds of firms reviewed

UK regulator finds evidence some firms undermining rules to eliminate commission bias

Wealth management division fined £1.8 million for suitability failings

UK's regulators aim to ensure financial markets are working well for consumers

Advisors re-entering the market in the wake of Retail Distribution Review

Report examines how British advisors have implemented RDR requirements

Royal Bank of Scotland fined £5.62 million for incorrectly reporting 44.8 million transactions

Financial Conduct Authority levies first fine under new penalty regime