The UK regulator’s largest, most complex insider trading case has so far resulted in three people being sentenced
This is the British regulators first enforcement action against an individual trader for manipulating LIBOR submissions
Policies will make it easier for banks and regulators to hold senior managers to account
FCA says communications must be fair, clear and not misleading
Incentive structure created conflicts of interest, FCA says
There are unanswered questions about potential conflicts of interest and value for money, UK regulator says
Only a small number of firms have comprehensive controls
The market has seen rapid growth since new investor protection rules took effect in 2014
The UK regulators says that the measures are designed to enhance market integrity and bolster investor confidence
FCA research finds little evidence reforms caused advice gap
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