FCA publishes examples of good and bad practices to help firms and advisors meet independence requirements
Industry critical of proposed 10% limit on equity crowdfunding investments for most retail investors
Review finds 10% of firms are still using higher-risk incentive schemes
New rules will protect consumers from “rogue practices,” says FCA
Eight of 10 people could get a more generous retirement income by shopping around: study
Forged certificates meant to show that the advisor had met the standards imposed by Retail Distribution Review
Ruling confirms that illegal trading in contracts for difference constitutes market abuse, FCA says
Proposals are intended to ensure that the commissions investment managers pay for executing trades are fairer and more transparent
Proposals would give them additional voting rights and greater influence
UK regulator calla for greater transparency in asset management sector