Financial Conduct Authority | Page 34 of 40

U.K. adopts tighter rules for banking misconduct

The new regime is designed to ensure that senior managers can be held accountable for misconduct that falls within their areas of responsibility

Discussion paper challenges financial firms to use more innovative methods of engaging with consumers

The British regulator is seeking input on rules and policies that may be stifling the provision of financial services through digital and mobile

New hires reflect the U.K. regulator’s strategic reorganization

U.K. proposals meant to ensure firms can handle routine losses and meet claims for client redress

Draft legislation would see the Financial Conduct Authority supervise and regulate binary options

Study will focus on choice, transparency, bundling and cross-subsidization in bond, share sales

The UK ban would apply to any add-on sales of regulated or unregulated products offered alongside financial primary products

The UK regulator’s largest, most complex insider trading case has so far resulted in three people being sentenced

This is the British regulators first enforcement action against an individual trader for manipulating LIBOR submissions