Company: Financial Conduct Authority

373 results found

U.K. proposals meant to ensure firms can handle routine losses and meet claims for client redress

Draft legislation would see the Financial Conduct Authority supervise and regulate binary options

Study will focus on choice, transparency, bundling and cross-subsidization in bond, share sales

The UK ban would apply to any add-on sales of regulated or unregulated products offered alongside financial primary products

The UK regulator’s largest, most complex insider trading case has so far resulted in three people being sentenced

This is the British regulators first enforcement action against an individual trader for manipulating LIBOR submissions

Policies will make it easier for banks and regulators to hold senior managers to account

FCA says communications must be fair, clear and not misleading

Incentive structure created conflicts of interest, FCA says

There are unanswered questions about potential conflicts of interest and value for money, UK regulator says