Financial Conduct Authority | Page 31 of 40

U.K. regulator eyes “regtech” to reduce compliance costs

The Financial Conduct Authority seeks to encourage innovation and to help identify opportunities for the adoption of new technologies

Regulators must consider wider interventions to improve consumer outcomes, U.K. paper concludes

The group will pursue three of the recommendations of the U.K. Financial Advice Market Review

Retirees report a sharp rise in the volume of unsolicited investment calls

The goal is to support innovation and promote competition in the interests of consumers

Hospitality events are likely to create conflicts of interest and result in firms not acting in their customers’ best interests

Over longer time periods, researchers did find patterns that are consistent with HFTs anticipating the order flow of non-HFTs

Arif Hussein is disputing the U.K. regulator’s decision

Discussion paper aims to open a debate on improving the way that information is provided to investors

This latest ban is the FCA’s fourth public action against a trader for manipulating LIBOR submissions