Regulator brings first case alleging breach of money laundering rules involving unregistered crypto activity
Complying with new ESG naming requirements proving harder than expected for some firms, regulator says
Regulators has concerns about conflicts, consumer value and competition
The sanction is the FCA's first penalty against an auditor
Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
Fund manager, H2O, agrees to provide €250 million to unitholders
Move could raise £880 million for social causes, U.K. regulator says
Consumer duty to be extended to existing products
Proposals seek to ease capital raising, bring back research bundling
U.K. regulator fined Coinbase company £3.5 million for compliance violations