Company: Financial Conduct Authority

373 results found

The costs associated with inferior reference prices are small, FCA research paper finds

U.K. regulator pondering the introduction of due diligence requirements

The deal will enable regulators to share information about innovations in their respective markets

Operators should be doing more to identify and manage conflicts of interests

The Financial Conduct Authority seeks to encourage innovation and to help identify opportunities for the adoption of new technologies

Regulators must consider wider interventions to improve consumer outcomes, U.K. paper concludes

The group will pursue three of the recommendations of the U.K. Financial Advice Market Review

Retirees report a sharp rise in the volume of unsolicited investment calls

The goal is to support innovation and promote competition in the interests of consumers

Hospitality events are likely to create conflicts of interest and result in firms not acting in their customers’ best interests