Company: Financial Conduct Authority

397 results found

The aim of the test is to raise the standards and competence of advisors

The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently

The proposed reforms aim to increase competition in investment consultancy and fiduciary management sector

The goal is to improve industry conduct and ensure that firms are treating clients properly.

The proposals would strengthen competition between asset managers, make it easier for investors and advisors to switch platforms and tackle price discrimination

The list of successful firms includes Fineqia International

The new category aims to encourage more companies to adopt the U.K.’s high governance standards

The taskforce represents a central part of the U.K. government’s efforts to understand and engage with new technologies in the financial services sector

The rules are part of an overall effort to bolster competition among U.K. investment fund managers

  • April 5, 2018 November 13, 2019
  • 14:10

Two documents outline how the U.K. regulator fulfils its objectives through supervision and enforcement activity

  • By: IE Staff
  • March 21, 2018 November 13, 2019
  • 13:00