Company: Financial Conduct Authority

381 results found

18 firms approved for latest cohort

Twenty banks have agreed to continue supporting the financial benchmark until the end of 2021

Less than two-thirds of investors surveyed are likely to report suspected investment fraud.

This is the first enforcement action against a firm for failing to report details of trading in exchange-traded derivatives under the European Markets Infrastructure Regulation

The benefits include reducing the time and cost for firms of getting innovative ideas to market

FCA calls for market review of investment consultancy services

The financial services sector should begin planning for a move to alternative interest rate benchmarks based on actual transactions

The study will look at platforms that distribute retail products and administer client assets as well as firms that provide retail investment products through an online portal

The initiative would provide investor protections but existing restrictions on controlling shareholders and related parties would not apply to a sovereign shareholder

The unit, part of FCA Innovate, provides feedback for fintech firms