Company: Financial Conduct Authority

397 results found

Firms selected for cross-border innovation pilot will be announced late in the second quarter

The regulator intends to publish a paper this fall with detailed reform proposals

Regulators for several provinces announced an agreement with the FCA on Friday

Asset managers may be communicating with customers in a manner that is "unfair, unclear or misleading," report says

SEC charges companies, individuals with fraud allegations

Online scams are becoming more sophisticated, U.K. regulator warns

The measures follow a review that found weak price competition

FCA releases two papers aimed at promoting sustainable, long-term investment

One-in-three retirees are unaware of where their money is invested, U.K. regulator finds

  • January 28, 2019 November 13, 2019
  • 14:45

Proposed rules aim to address the risks to retail investors from trading in complex derivative products

Discussion paper seeks input of for key areas