Company: Financial Conduct Authority

373 results found
SEC charges companies, individuals with fraud allegations

Online scams are becoming more sophisticated, U.K. regulator warns

The measures follow a review that found weak price competition

FCA releases two papers aimed at promoting sustainable, long-term investment

One-in-three retirees are unaware of where their money is invested, U.K. regulator finds

  • January 28, 2019 November 13, 2019
  • 14:45

Proposed rules aim to address the risks to retail investors from trading in complex derivative products

Discussion paper seeks input of for key areas

The aim of the test is to raise the standards and competence of advisors

The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently

The proposed reforms aim to increase competition in investment consultancy and fiduciary management sector

The goal is to improve industry conduct and ensure that firms are treating clients properly.