Regulator defends its conduct in 'mini-bond' investigations
Former Goldman Sachs analyst traded on confidential M&A information
Reforms designed to encourage smaller deals, retail participation
Investor suit sought more than $1 billion, settles for $6.5 million
Firms need to beef up anti-money laundering controls, review finds
Report reveals firm's top ESG trends for investors in 2025
Regulators seek more useful, flexible product disclosures
U.K. launches experiment to facilitate private share trading
Regulator issues first in a planned series of discussion papers on crypto rules
Regulator proposes new "targeted support" model for collective advice
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