Company: Financial Conduct Authority

399 results found

Investment firm imitators are a growing threat to investors, the U.K. regulator says

a man interrupts a cascade of falling dominoes

The proposal would impact claims management companies, which act as intermediaries

Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Regulator sees spike in illicit activity during pandemic-racked 2020

New registration requirements for U.K. crypto firms took effect Jan. 10

Industry survey details pandemic fallout for financial sector

The U.K. regulator calls on investors to abandon firms that aren't already seeking registration

The bank was fined £26 million and paid £273 million in redress to customers

FCA consults on guidance for insurers and clients, as the U.K. Supreme Court considers policy interpretations

The regulator has banned the marketing of speculative, illiquid securities to retail investors

advisor with client

There are more advisors — and more consumers receiving advice — following major reforms