Company: Financial Conduct Authority

397 results found
changes ahead sign

Various regulators are reviewing how funds fared during market stress, and whether rule changes are in order

GameStop

It's all fun and games until someone loses their shirt

In the financial sector, diversity helps firms respond to clients' needs, the Financial Conduct Authority said

stock market

Firms advised to ensure they're prepared for end-of-2021 transition

Recommended reforms aim to reverse a decline in public listings

The U.K. regulator issued guidance aiming to ensure at-risk clients are treated fairly by financial firms

More people in the U.K found themselves in precarious financial situations in 2020

confused man

Firms' tech update troubles can be a key source of operational failures, the FCA has found

Investment firm imitators are a growing threat to investors, the U.K. regulator says

a man interrupts a cascade of falling dominoes

The proposal would impact claims management companies, which act as intermediaries