Company: Financial Conduct Authority

381 results found

The regulator has banned the marketing of speculative, illiquid securities to retail investors

advisor with client

There are more advisors — and more consumers receiving advice — following major reforms

U.K. regulator has issued guidance that calls for six-month payment deferrals

Three men convicted of sex-related offences in 2018 ruled unfit by regulator

Sorry we are closed sign board hanging on a door of cafe

U.K. regulator calls on firms to review products for value amid lockdown

Valuation, volatility, and violation concerns underpin retail ban

The regulator has opened two efforts to support post-pandemic innovation

Regulator preparing for influx of international registrations following Brexit

The FCA issues guidance on public listings by cannabis companies

FCA consulting on improvements to retail investment markets