Company: Financial Conduct Authority

373 results found

Regulator aims to have rules for investment industry by Q2 2022

The FCA plans in December to publish final rules setting disclosure requirements

FCA will consider expanding access to retail investors next year

The U.K. regulator unveiled a three-year strategy to combat an array of investor harms

natural environment

The U.K. regulator found the quality of asset managers' ESG fund disclosure to be poor

Further reforms may be needed to address vulnerabilities revealed under extreme market stress

diversity

The CSA will hold consultations on enhancing diversity while the U.K. considers targets, pay links and enforcement

female advisor with laptop

An FCA review has found fund managers' self-assessments are sadly lacking

The regulator has proposed a set of reforms to enhance the appeal of going public

The payoff from tougher climate disclosure outweighs the costs, a report said