Company: Financial Conduct Authority

381 results found
business man using magnifying glass to inspect documents

FCA launching series of studies in response to anti-competitive concerns

Green landscape with sustainability symbols

The U.K. regulator has confirmed its approach to enhancing climate-risk reporting

Software weakness exposes firms to risk of theft and fraud

In agreements in 2013, banks were given a "free pass" by the regulator on mis-selling to certain clients

The NatWest sanction follows the regulator's first criminal prosecution for money-laundering violations

client meeting

The proposed rules are designed to ensure a higher standard of consumer protection

advisor-client meeting

The FCA is reviewing its consumer compensation scheme, which is under stress from past misconduct

Online consultation process will be rolled out

Regulator aims to have rules for investment industry by Q2 2022

The FCA plans in December to publish final rules setting disclosure requirements