Company: Financial Conduct Authority

373 results found

FCA fines firm for failing to beef up trading surveillance

business man using magnifying glass to inspect documents

Reviews find significant improvement in climate reporting, but also substantial shortcomings

client meeting

Tougher standards aim to improve competition and results for customers

London bridge aerial view from the porthole stock photo

Ashley Alder will leave his role as CEO of Hong Kong SFC to chair U.K. Financial Conduct Authority

IOSCO task force aims to have policy recommendations by end of 2023

The FCA launched a consultation on trade reporting, transparency and tick size changes

Concept of real estate, mortgage and lease

The benchmark changeover hasn't gone smoothly for some older vehicles, Fitch reports

cryptoassets regulation

HM Treasury proposes framework for handling a major crypto's collapse

Regulator launches new consultation on reforms to enhance public markets

The FCA is seeking changes to address liquidity concerns revealed in March 2020