Financial Conduct Authority – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 20 Dec 2024 15:48:46 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority – Investment Executive https://www.investmentexecutive.com 32 32 FCA sets out to redesign U.K. retail investment disclosure https://www.investmentexecutive.com/news/from-the-regulators/fca-sets-out-to-redesign-uk-retail-investment-disclosure/ Thu, 19 Dec 2024 19:23:36 +0000 https://www.investmentexecutive.com/?p=498942 Regulators seek more useful, flexible product disclosures

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]]> FCA unveils private stock market plans https://www.investmentexecutive.com/news/from-the-regulators/fca-unveils-private-stock-market-plans/ Tue, 17 Dec 2024 19:34:50 +0000 https://www.investmentexecutive.com/?p=498740 U.K. launches experiment to facilitate private share trading

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]]> FCA launches crypto regime consultation https://www.investmentexecutive.com/news/from-the-regulators/fca-launches-crypto-regime-consultation/ Mon, 16 Dec 2024 19:28:16 +0000 https://www.investmentexecutive.com/?p=498631 Regulator issues first in a planned series of discussion papers on crypto rules

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]]> FCA aims to fill the advice gap for mid-market U.K. investors https://www.investmentexecutive.com/news/from-the-regulators/fca-aims-to-fill-the-advice-gap-for-mid-market-u-k-investors/ Thu, 12 Dec 2024 21:06:30 +0000 https://www.investmentexecutive.com/?p=498479 Regulator proposes new "targeted support" model for collective advice

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]]> FCA backs away from enforcement disclosure plans https://www.investmentexecutive.com/news/from-the-regulators/fca-backs-away-from-enforcement-disclosure-plans/ Thu, 28 Nov 2024 19:18:50 +0000 https://www.investmentexecutive.com/?p=497609 Regulator responds to pushback on proposal to announce investigations

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]]> FCA reveals roadmap to crypto regulation https://www.investmentexecutive.com/news/from-the-regulators/fca-reveals-roadmap-to-crypto-regulation/ Wed, 27 Nov 2024 19:59:39 +0000 https://www.investmentexecutive.com/?p=497560 Regulator lays out plans for rule consultations with new regime due in 2026

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]]> U.K. regulators to ease curbs on bankers’ bonuses https://www.investmentexecutive.com/news/from-the-regulators/u-k-regulators-to-ease-curbs-on-bankers-bonuses/ Tue, 26 Nov 2024 19:21:06 +0000 https://www.investmentexecutive.com/?p=497463 Effort aims to boost financial sector growth by loosening pay restrictions

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]]> Barclays drops FCA appeal, takes £40 million fine https://www.investmentexecutive.com/news/from-the-regulators/barclays-drops-fca-appeal-takes-40-million-fine/ Mon, 25 Nov 2024 19:17:40 +0000 https://www.investmentexecutive.com/?p=497377 Regulator sought sanctions over disclosure of bank's actions during financial crisis

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]]> FCA seeks redress system reform https://www.investmentexecutive.com/news/from-the-regulators/fca-seeks-redress-system-reform/ Fri, 15 Nov 2024 18:30:32 +0000 https://www.investmentexecutive.com/?p=496820 Regulators aim to improve handling of systemic issues

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]]> U.K. to regulate ESG ratings providers https://www.investmentexecutive.com/news/from-the-regulators/u-k-to-regulate-esg-ratings-providers/ Fri, 15 Nov 2024 18:24:26 +0000 https://www.investmentexecutive.com/?p=496815 Government aims to instil confidence in ratings, drive growth, and deter greenwashing

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