Financial and Consumer Services Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 20 Jun 2024 19:40:44 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial and Consumer Services Commission – Investment Executive https://www.investmentexecutive.com 32 32 EMDs allowed to play in prospectus deals https://www.investmentexecutive.com/news/from-the-regulators/emds-allowed-to-play-in-prospectus-deals/ Thu, 20 Jun 2024 16:51:25 +0000 https://www.investmentexecutive.com/?p=488116 Regulators adopt temporary measure to expand capital raising options

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]]> FCNB joins fight against LLQP cheats https://www.investmentexecutive.com/news/from-the-regulators/fcnb-joins-fight-against-llqp-cheats/ Tue, 28 May 2024 21:59:55 +0000 https://www.investmentexecutive.com/?p=486633 Regulator follows CISRO, FSRA with tougher exam administration policy

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]]> Returning lost money likely to attract fraudsters https://www.investmentexecutive.com/news/from-the-regulators/returning-lost-money-likely-to-attract-fraudsters/ Mon, 08 Aug 2022 18:31:49 +0000 https://www.investmentexecutive.com/?p=449259 Scammers will try to exploit New Brunswick's new unclaimed property regime, regulator warns

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]]> Tackling the she-cession with financial literacy https://www.investmentexecutive.com/news/from-the-regulators/tackling-the-she-cession-with-financial-literacy/ Mon, 08 Nov 2021 18:26:48 +0000 https://www.investmentexecutive.com/?p=433236 New Brunswick regulator aims to address the particular financial challenges faced by women

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]]> Regulators bring diversity push in-house https://www.investmentexecutive.com/news/from-the-regulators/regulators-bring-diversity-push-in-house/ Mon, 20 Sep 2021 17:39:38 +0000 https://www.investmentexecutive.com/?p=429158 North American body adopts diversity, inclusion policy

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]]> Maritime regulators kick off diversity discussion https://www.investmentexecutive.com/news/from-the-regulators/maritime-regulators-kick-off-diversity-discussion/ Thu, 16 Sep 2021 14:22:18 +0000 https://www.investmentexecutive.com/?p=428811 The NSSC and FCNB published a consultation paper on possible governance reform

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]]> Reunited — and it feels so good https://www.investmentexecutive.com/news/from-the-regulators/reunited-and-it-feels-so-good/ Wed, 23 Sep 2020 15:25:40 +0000 https://www.investmentexecutive.com/?p=407656 FCNB consults on program to return lost money to rightful owners

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]]> Covid-19 schemes and scams snowballing https://www.investmentexecutive.com/news/from-the-regulators/covid-19-schemes-and-scams-snowballing/ Thu, 18 Jun 2020 20:18:15 +0000 https://www.investmentexecutive.com/?p=402640 Regulators see an ever-growing array of pandemic-related frauds

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]]> New Brunswick regulator names new CEO https://www.investmentexecutive.com/news/people/new-brunswick-regulator-names-new-ceo/ Thu, 19 Dec 2019 21:56:04 +0000 https://www.investmentexecutive.com/?p=392823 The agency's current securities head takes the reins on Jan. 1

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]]> Credit reporting act aims to provide clarity and protection for N.B. consumers https://www.investmentexecutive.com/news/from-the-regulators/credit-reporting-act-aims-to-provide-clarity-and-protection-for-n-b-consumers/ Mon, 01 Oct 2018 14:00:58 +0000 https://www.investmentexecutive.com/?p=356537 The legislation sets out rules and restriction in areas such as contract cancellation and charging advance fees to consumers

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