“Bold” move would not require federal/provincial agreement
Crawford Panel model a “realistic” choice
Retail investors outside B.C., Alberta and Ontario are limited in their ability to participate in IPOs
In its submission to the Expert Panel on Securities Regulation, the Autorité des marchés financiers argues for maintaining the status quo rather than moving to a single regulator.It concludes that “current securities regulation in Canada is adequate in light of the specific features of the Canadian market.”“Canada operates a small securities market made up of […]
Association recommends a principles-based approach to securities regulation
Russell tells Toronto audience the CSA is the place to start
Deadline for submissions is July 15
If federal Finance Minister Jim Flaherty hopes to be the one who finally rationalizes the securities regulatory system, he’s going to have to do better than striking yet another so-called “expert panel” to puzzle over the problem.With all due respect to the members of the latest group that has been charged with reviewing securities regulation, […]
Yet another federal group will work on a national securities regulator
Expert panel and modernizing Bank of Canada only initiatives