Expert Panel on Securities Regulation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 09 Jun 2009 17:03:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Expert Panel on Securities Regulation – Investment Executive https://www.investmentexecutive.com 32 32 Hockin optimistic about single securities regulator https://www.investmentexecutive.com/news/industry-news/hockin-optimistic-about-single-securities-regulator/ Tue, 09 Jun 2009 17:03:00 +0000 https://www.investmentexecutive.com/uncategorized/hockin-optimistic-about-single-securities-regulator/ New system would mean one standard of care for financial planners, rather than 13 (IE:TV)

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]]> Opt-in provision could allow single regulator regime to take effect sooner rather than later, Hockin says https://www.investmentexecutive.com/news/from-the-regulators/opt-in-provision-could-allow-single-regulator-regime-to-take-effect-sooner-rather-than-later-hockin-says/ Wed, 14 Jan 2009 21:10:00 +0000 https://www.investmentexecutive.com/uncategorized/opt-in-provision-could-allow-single-regulator-regime-to-take-effect-sooner-rather-than-later-hockin-says/ Expert Panel chairman pleased with mostly positive reaction to report

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]]> CGA-Canada welcomes report on common securities regulator https://www.investmentexecutive.com/news/industry-news/cga-canada-welcomes-report-on-common-securities-regulator/ Wed, 14 Jan 2009 15:30:00 +0000 https://www.investmentexecutive.com/uncategorized/cga-canada-welcomes-report-on-common-securities-regulator/ Accounting association urges further reforms

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]]> Quebec will continue to oppose single securities regulator https://www.investmentexecutive.com/news/from-the-regulators/quebec-will-continue-to-oppose-single-securities-regulator/ Tue, 13 Jan 2009 21:10:00 +0000 https://www.investmentexecutive.com/uncategorized/quebec-will-continue-to-oppose-single-securities-regulator/ Province would go to court to oppose federal legislation

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]]> Expert Panel recommendations right path to improving securities regulation: FEI Canada https://www.investmentexecutive.com/news/industry-news/expert-panel-recommendations-right-path-to-improving-securities-regulation-fei-canada/ Tue, 13 Jan 2009 20:25:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-panel-recommendations-right-path-to-improving-securities-regulation-fei-canada/ Financial execs pleased to see principles-based approach to regulation

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]]> ICAC urges Ottawa and provinces to move forward on single regulator https://www.investmentexecutive.com/news/industry-news/icac-urges-ottawa-and-provinces-to-move-forward-on-single-regulator/ Tue, 13 Jan 2009 17:50:00 +0000 https://www.investmentexecutive.com/uncategorized/icac-urges-ottawa-and-provinces-to-move-forward-on-single-regulator/ “Opt-in” approach would provide national consistency in regulation, enhanced enforcement, lower regulatory costs

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]]> Flaherty welcomes report on single securities regulator for Canada https://www.investmentexecutive.com/news/from-the-regulators/flaherty-welcomes-report-on-single-securities-regulator-for-canada/ Tue, 13 Jan 2009 13:03:00 +0000 https://www.investmentexecutive.com/uncategorized/flaherty-welcomes-report-on-single-securities-regulator-for-canada/ Ottawa to include measures in 2009 budget

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]]> Expert Panel calls for single securities regulator https://www.investmentexecutive.com/news/from-the-regulators/expert-panel-calls-for-single-securities-regulator/ Tue, 13 Jan 2009 12:50:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-panel-calls-for-single-securities-regulator/ Ontario, IIAC pleased with panel’s recommendations

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]]> Expert Panel appoints legal committee https://www.investmentexecutive.com/news/industry-news/expert-panel-appoints-legal-committee/ Fri, 29 Aug 2008 18:40:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-panel-appoints-legal-committee/ The Expert Panel on Securities Regulation has appointed a legal advisory committee to support its effort to improve securities regulation in Canada.“The six-person committee, which is drawn from across the country and represents a number of areas of legal expertise, has been created to provide legal advice in connection with the preparation of a model […]

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]]> Securities regulation panel releases results of public consultations https://www.investmentexecutive.com/news/from-the-regulators/securities-regulation-panel-releases-results-of-public-consultations/ Thu, 21 Aug 2008 19:50:00 +0000 https://www.investmentexecutive.com/uncategorized/securities-regulation-panel-releases-results-of-public-consultations/ Expert panel receives more than 70 formal submissions

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