Exempt Market Dealers Association of Canada – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 15 Dec 2017 20:56:13 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Exempt Market Dealers Association of Canada – Investment Executive https://www.investmentexecutive.com 32 32 EMDA rebrands https://www.investmentexecutive.com/news/industry-news/emda-rebrands/ Wed, 19 Mar 2014 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/emda-rebrands/ Private Capital Markets Association of Canada name reflects membership and mandate

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]]> EMDA announces Deal of the Year winners https://www.investmentexecutive.com/news/industry-news/emda-announces-deal-of-the-year-winners/ Wed, 01 May 2013 15:05:00 +0000 https://www.investmentexecutive.com/uncategorized/emda-announces-deal-of-the-year-winners/ Awards acknowledge Canadian exempt market business leaders

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]]> EMDA, IFIC to re-design exempt market education https://www.investmentexecutive.com/news/industry-news/emda-ific-to-re-design-exempt-market-education/ Thu, 15 Nov 2012 21:05:00 +0000 https://www.investmentexecutive.com/uncategorized/emda-ific-to-re-design-exempt-market-education/ The rapid development of the exempt market and its increasing complex products prompt EMP course revision

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]]> EMDA launches continuing education series https://www.investmentexecutive.com/news/industry-news/emda-launches-continuing-education-series/ Thu, 13 Sep 2012 20:15:00 +0000 https://www.investmentexecutive.com/uncategorized/emda-launches-continuing-education-series/ CFO program is the first of its kind in Canada for exempt market dealers

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]]> Search for yield fuels exempt market growth https://www.investmentexecutive.com/news/industry-news/search-for-yield-fuels-exempt-market-growth/ Wed, 04 Jul 2012 14:50:00 +0000 https://www.investmentexecutive.com/uncategorized/search-for-yield-fuels-exempt-market-growth/ Geoffrey Ritchie, executive director, Exempt Market Dealers Association, discusses what advisors need to know about exempt market products, and how regulators are taking a closer look at the growing sector. He spoke at the spoke at the 2012 EMDA conference in Toronto.

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]]> Gilkes: OSC should alert the public about client calling policy https://www.investmentexecutive.com/news/industry-news/gilkes-osc-should-alert-the-public-about-client-calling-policy/ Tue, 03 Jul 2012 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/gilkes-osc-should-alert-the-public-about-client-calling-policy/ David Gilkes, vice chairman of the Exempt Market Dealers Association and president of North Star Compliance & Regulatory Solutions Inc., says that the OSC needs to publicly announce its new regulation strategy for exempt market dealers before contacting clients directly -- a move he views as potentially destructive to clients' relationships with dealers. Gilkes spoke at the 2012 EMDA conference in Toronto.

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]]> OSC compliance calls likely to alarm clients https://www.investmentexecutive.com/news/industry-news/osc-compliance-calls-likely-to-alarm-clients/ Wed, 27 Jun 2012 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-compliance-calls-likely-to-alarm-clients/ EMDA calls on regulator to actively publicize new policy

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]]> Exempt market dealers pleased with broader scope of OSC review https://www.investmentexecutive.com/news/industry-news/exempt-market-dealers-pleased-with-broader-scope-of-osc-review/ Wed, 27 Jun 2012 16:40:00 +0000 https://www.investmentexecutive.com/uncategorized/exempt-market-dealers-pleased-with-broader-scope-of-osc-review/ The lack of harmonized rules across the country is a major source of frustration

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]]> 2012 EMDA Awards winners announced https://www.investmentexecutive.com/news/industry-news/2012-emda-awards-winners-announced/ Mon, 25 Jun 2012 14:15:00 +0000 https://www.investmentexecutive.com/uncategorized/2012-emda-awards-winners-announced/ Industry awards recognize exempt market business leaders in Canada

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]]> EMDA awards to honour exempt market leaders https://www.investmentexecutive.com/news/industry-news/emda-awards-to-honour-exempt-market-leaders/ Tue, 01 May 2012 17:00:00 +0000 https://www.investmentexecutive.com/uncategorized/emda-awards-to-honour-exempt-market-leaders/ Deadline for nominations is May 21

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