Veteran advisor Les Sherman makes the switch
72 former Dundee Goodman Private Wealth advisory teams join Echelon
Clients will benefit from sophisticated support for risk management and estate planning
For some advisors, this could be the fourth acquisition in a little more than 10 years
Regina rep had elderly clients with low risk tolerance invested in equities and holding a margin account
Economics expert Martin Murenbeeld brings added value to Dundee clients
More than 600 former clients claiming $17 million
FCC to provide clearing services for brokerage business
O’Neill misappropriated more than $200,000 of client funds
OSC allows separate officers for institutional and retail divisions