Desjardins Securities Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 15 Nov 2024 14:16:00 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Desjardins Securities Inc. – Investment Executive https://www.investmentexecutive.com 32 32 CIRO sanctions supervisory lapses at Desjardins https://www.investmentexecutive.com/news/from-the-regulators/ciro-sanctions-supervisory-lapses-at-desjardins/ Fri, 15 Nov 2024 14:16:00 +0000 https://www.investmentexecutive.com/?p=496774 Firm failed to oversee trading activity by a couple of its reps

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]]> Desjardins sanctioned in MX settlement https://www.investmentexecutive.com/news/from-the-regulators/desjardins-sanctioned-in-mx-settlement/ Thu, 28 Mar 2024 21:13:23 +0000 https://www.investmentexecutive.com/?p=482962 Trader placed numerous potentially misleading orders in bond futures

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]]> Rep admits to unapproved discretionary trades https://www.investmentexecutive.com/news/from-the-regulators/rep-admits-to-unapproved-discretionary-trades/ Tue, 27 Feb 2024 22:21:21 +0000 https://www.investmentexecutive.com/?p=481189 Settlement includes disgorgement, penalty and suspension

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]]> Discount brokers can’t be sued over pre-ban trailers, court rules https://www.investmentexecutive.com/news/from-the-regulators/discount-brokers-cant-be-sued-over-pre-ban-trailers-court-rules/ Mon, 23 Jan 2023 23:11:44 +0000 https://www.investmentexecutive.com/?p=459113 Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

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]]> Credit unions up their game in wealth management https://www.investmentexecutive.com/news/industry-news/credit-unions-up-their-game-in-wealth-management/ Fri, 25 Nov 2022 20:37:18 +0000 https://www.investmentexecutive.com/?p=455919 The state of play of advisory, investment services from co-operatives, credit unions

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]]> Desjardins: the restructuring continues https://www.investmentexecutive.com/news/people/desjardins-the-restructuring-continues/ Thu, 28 Nov 2019 11:00:47 +0000 https://www.investmentexecutive.com/?p=391483 The past few months have seen several high-profile departures at the Quebec-based co-operative. What’s going on?

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]]> Desjardins partners with fintech to boost online brokerage platform https://www.investmentexecutive.com/news/industry-news/desjardins-partners-with-fintech-to-boost-online-brokerage-platform/ Thu, 13 Sep 2018 12:45:37 +0000 https://www.investmentexecutive.com/?p=355635 The partnership with Hardbacon gives self-directed clients access to stock and portfolio analysis tools

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]]> 3Macs completes Desjardins Securities Ontario deal https://www.investmentexecutive.com/news/industry-news/3macs-completes-desjardins-securities-ontario-deal/ Tue, 02 Sep 2014 15:50:00 +0000 https://www.investmentexecutive.com/uncategorized/3macs-completes-desjardins-securities-ontario-deal/ Acquisition of three branches translates into new opportunities for both businesses

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]]> 3Macs, Desjardins Securities reach collaboration agreement https://www.investmentexecutive.com/news/industry-news/3macs-desjardins-securities-reach-collaboration-agreement/ Wed, 18 Jun 2014 20:10:00 +0000 https://www.investmentexecutive.com/uncategorized/3macs-desjardins-securities-reach-collaboration-agreement/ Acquisition of three Ontario branches by 3Macs translates into new opportunities for both businesses

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]]> IIROC fines Desjardins branch manager and rep https://www.investmentexecutive.com/news/from-the-regulators/iiroc-fines-desjardins-branch-manager-and-rep/ Thu, 02 Feb 2012 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-fines-desjardins-branch-manager-and-rep/ Brossard, Que. manager failed to supervise transactions by reps

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