Coventree Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 11 Oct 2019 17:28:28 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Coventree Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Coventree founders lose bid to appeal OSC sanctions https://www.investmentexecutive.com/news/from-the-regulators/coventree-founders-lose-bid-to-appeal-osc-sanctions/ Thu, 19 Sep 2013 12:20:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-founders-lose-bid-to-appeal-osc-sanctions/ Appeal court denies motions

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]]> Insurance policy covers part of Coventree legal fees, appeal court rules https://www.investmentexecutive.com/news/industry-news/insurance-policy-covers-part-of-coventree-legal-fees-appeal-court-rules/ Thu, 24 May 2012 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/insurance-policy-covers-part-of-coventree-legal-fees-appeal-court-rules/ Lloyds unsuccessful in denying coverage

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]]> Coventree to begin formal windup https://www.investmentexecutive.com/news/industry-news/coventree-to-begin-formal-windup/ Wed, 25 Jan 2012 19:00:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-to-begin-formal-windup/ Co-founders of the firm at centre of Canada’s ABCP crisis to appeal $500,000 penalties

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]]> OSC explains Coventree sanctions https://www.investmentexecutive.com/news/from-the-regulators/osc-explains-coventree-sanctions/ Fri, 23 Dec 2011 20:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-explains-coventree-sanctions/ An OSC panel imposed only $250,000 in costs, far less than the $1.5 million commission staff sought

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]]> Coventree penalties total $2.25 million https://www.investmentexecutive.com/news/from-the-regulators/coventree-penalties-total-2-25-million/ Wed, 09 Nov 2011 19:45:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-penalties-total-2-25-million/ OSC fines firm, two execs for ABCP disclosure failings

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]]> Dates set for two ABCP-related hearings https://www.investmentexecutive.com/news/from-the-regulators/dates-set-for-two-abcp-related-hearings/ Mon, 26 Apr 2010 21:03:00 +0000 https://www.investmentexecutive.com/uncategorized/dates-set-for-two-abcp-related-hearings/ Deutsche Bank Securities, Coventree dispute allegations by regulators

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]]> Coventree, execs face OSC hearing into ABCP debacle https://www.investmentexecutive.com/news/from-the-regulators/coventree-execs-face-osc-hearing-into-abcp-debacle/ Tue, 08 Dec 2009 00:38:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-execs-face-osc-hearing-into-abcp-debacle/ Regulator alleges shortcomings in firm’s disclosure

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]]> Coventree, officers receive enforcement notices from OSC https://www.investmentexecutive.com/news/industry-news/coventree-officers-receive-enforcement-notices-from-osc/ Sun, 26 Jul 2009 18:16:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-officers-receive-enforcement-notices-from-osc/ Notices follow investigation of ABCP firm’s disclosure to investors

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]]> Coventree cuts more staff staff https://www.investmentexecutive.com/news/industry-news/coventree-cuts-more-staff-staff/ Thu, 21 May 2009 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-cuts-more-staff-staff/ Reductions part of wind down process

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]]> Coventree CEO resigns as part of wind down process https://www.investmentexecutive.com/news/people/coventree-ceo-resigns-as-part-of-wind-down-process/ Sun, 01 Mar 2009 20:20:00 +0000 https://www.investmentexecutive.com/uncategorized/coventree-ceo-resigns-as-part-of-wind-down-process/ Dean Tai will be retiring as CEO of Coventree Inc. as part of ongoing workforce reductions during the orderly wind down of operations, the company said Friday.Tai has also resigned as a director of Coventree and decided not to stand for re-election as director at the company’s next annual meeting.Coventree has agreed to pay Tai […]

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