Company: Commodity Futures Trading Commission

243 results found

Firm allegedly made US$1 billion in fees while flouting U.S. laws

Deal with regulators involves $920 million in sanctions and disgorgement

U.S. regulator alleges the firm engaged in unregistered trading of digital, physical assets

U.S. regulators bring landmark joint enforcement action

Court-appointed receiver recovered enough assets to return 100% of investor funds

Metal handcuffs placed over the word fraud

U.S. CFTC charged trio already facing OSC allegations

business man using magnifying glass to inspect documents

Supervisory lapses allowed shady trading to go unchecked

Red alert

Regulator warns against using relaxed rules to convert savings into precious metal investments

CFTC awards two tipsters, one who was involved in the scheme

Business lawyer team. Working together of lawyer in the meeting.

SEC and CTFC settle charges against app developer