Company: Commodity Futures Trading Commission

242 results found
Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.

BNP Paribas, JP Morgan settle separate Commodity Futures Trading Commission cases involving reporting lapses

Regulator aims to get educated on climate concerns for derivatives, commodity markets

Trio failed to implement controls to prevent violations of derivatives, money laundering rules

Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Dozens of state and federal regulators charge that investors were duped by false claims

gavel on a laptop

Investment funds turned out to be built on false promises

The payout was the U.S. regulator's first for action involving foreign enforcement

The sanctions between the two total US$42.5 million, to settle the U.S. regulator's allegations

The firm's systems weren't ready when oil went negative, leaving clients unable to trade

United States flag with Bitcoin cryptocurrency

BitMEX settles with CFTC, U.S. Treasury for registration and anti-money-laundering violations

  • August 10, 2021 August 10, 2021
  • 15:57

The agency has awarded whistleblowers US$123 million since 2014